Important Disclosures

 

Staines Financial LLC is registered with the U.S. Securities and Exchange Commission as a Registered Investment Adviser and our Form ADV can be found here: https://reports.adviserinfo.sec.gov/reports/ADV/299405/PDF/299405.pdf

 

For additional information on our firm, see our investment advisor public disclosures available at https://adviserinfo.sec.gov/firm/summary/299405 and any individual brochure supplement your representative provides. If you have any questions, need additional information, or want another copy of our Client Relationship Summary, then please contact us at 916- 663-6723.


 

GENERAL INFORMATION


Staines Financial, LLC (“we,” “us,” or “our”) is an registered investment advisor pursuant to the laws and regulations of the U.S. Securities and Exchange Commission (“SEC”) headquartered in Roseville, California and with satellite offices in New Jersey, Massachusetts, Alabama, and Texas.  We are registered and serve clients in 22 states across the US.

Registration of an investment advisor does not imply any level of skill or training and our firm does not provide legal or tax advice. Be sure to consult with your own legal and tax advisors before taking any action that may have tax implications.

There can be no assurance that implementing any specific investment strategy, customized or not will be successful.  Different types of investments involve varying degrees of risk including possible loss of principal value.

 

ADVISORY REGULATIONS

We only conduct business in the states where we are registered to do so and our client relationship summary which summarizes our advisory services, is available on our website www.stainesfinancial.com for your review. Please also contact us for a copy of our Brochure, which provides details about our advisory services, fees and operations.

ONLINE PRIVACY RELATIVE TO THIS WEBSITE


We are committed to safeguarding non personal information obtained by those visiting our site or contacting us through our site. This can include consumer, client, prospective client, or others and whether they are accessing our information online or otherwise. The information on this website is limited to the delivery of general information about advisory services, our firm and its members, and investment strategies offered.

This website may also link or provide access to additional 3rd party investment-related information and publications unaffiliated with Staines Financial.

Our privacy policies apply to this website.  We believe that unaffiliated third-party service providers linked in our site have proper security protocols to safeguard similar and such information. It is important to note that Staines Financial only shares non-public personal information (NPI) with third parties upon receipt of a prospective client’s and client’s informed consent, pursuant to a client’s written agreement for services provided by Staines Financial LLC or an unaffiliated third-party service provider.

It is Staines Financial LLC's policy to keep confidential any non-public,  personal information of  visitors to this website, and further, to prevent the unauthorized access to, or the use or disclosure of, such information by other parties not related to Staines Financial, LLC.

Any communication or material you transmit to Staines Financial LLC via this website by electronic or non-electronic means, including any data, questions, comments or suggestions, is treated as non-proprietary and may be used by Staines Financial LLC for any purpose consistent with this website.

If you have provided Staines Financial LLC with your email address and we have sent you promotional or informational email, you will be provided with an opportunity to opt-out by contacting our office. We will make reasonable efforts to handle your request as quickly as possible. Your email address and personal information will never be shared with any other company or third party without your permission. If at any time you wish to correspond directly with Staines Financial LLC about your subscriptions or our policies, contact us at service@stainesfinancial.com or by calling us at 916-663-6723.

Staines Financial LLC also has a written internal Privacy Policy that guides our employees and is available here.

 

Use of Cookies on Staines Financial LLC's website


A cookie is a small text file that is sent to your device when you visit a website. When you return to the website, your browser retrieves and sends the relevant cookie(s) to the host site's server. This allows the website to remember certain preference or selections made previously so you don’t have to re-enter them when returning to a site.

Some of these cookies are needed for the operation of the website. Others allow Staines Financial LLC to count the number of visitors and to understand how visitors navigate the website. This helps determine the effectiveness of the site and improve the visitor experience. Depending on the type, cookies may be stored for the duration of your visit to the site and are deleted from your device when you close your browser or they may be saved on your device after the browser has closed and are reused each time you return to the site.  Visitors to the website have the ability to delete cookies on their devices using their device and internet search engine settings.

 

LIMITATIONS OF INFORMATION ON THIS WEBSITE

Investment products are not federally or FDIC insured and are not guaranteed by any financial institution, and involve investment risks including possible loss of principal and fluctuation in value.  Consumers or prospective clients should consult with qualified investment, legal, or tax professionals before implementing strategies or investing in investment vehicles or securities discussed on this website (or linked content therein).  Products and services mentioned on this site may not be available in all states.


The information and opinions on this site provided by third parties have been obtained from sources believed to be reliable, but accuracy and completeness cannot be guaranteed. It is supplied for informational purposes only and is not a solicitation to buy or sell the securities or other products or services described herein. The information is not intended to be used as the sole basis for investment decisions, nor should it be construed as advice designed to meet the particular needs of an individual investor.Any subsequent, direct communication by Staines Financial with a prospective client will be conducted by an investment advisor representative of our firm that is registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides.

USER CONSENT TO TERMS AND CONDITIONS


Each visitor to our website agrees, as a precondition to access this website, to release and hold harmless Staines Financial, its officers, directors, owners, employees, and agents from all adverse consequences resulting from any actions or omissions that are independent of the receipt of personalized individual advice from Staines Financial.